Form: 3

Initial statement of beneficial ownership of securities

May 10, 2019

Documents

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Massey Anthony
(Last) (First) (Middle)
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
(Street)
PHILADELPHIA PA 19103
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/01/2019 		3. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Global Controller, PAO
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 5,090 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (1) 05/22/2024 Common Shares 5,840 11.84 D
Employee Stock Option (1) 05/22/2024 Common Shares 5,110 8.88 D
Employee Stock Option (1) 05/22/2024 Common Shares 3,651 7.21 D
Restricted Stock Units (2) (2) Common Shares 905 (3) D
Restricted Stock Units (4) (4) Common Shares 1,789 (3) D
Restricted Stock Units (5) (5) Common Shares 7,022 (3) D
Explanation of Responses:
1. This option vests in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
2. This restricted stock unit grant vests in three equal annual installments beginning on February 6, 2018.
3. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
4. This restricted stock unit grant vests in three equal annual installments beginning on February 5, 2019.
5. This restricted stock unit grant vests in three equal annual installments beginning on February 25, 2020.
Remarks:
/s/ Jared T. Zane, attorney-in-fact 05/10/2019
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.