Form: 3

Initial statement of beneficial ownership of securities

March 5, 2021

Documents

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
SNYDER BARRY S
(Last) (First) (Middle)
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
(Street)
PHILADELPHIA PA 19103
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/03/2021 		3. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP,Chief Ops & Sup Chain Offc
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 47,736 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (1) 02/17/2025 Common Shares 17,560 25.49 D
Employee Stock Option (2) 02/06/2027 Common Shares 27,667 29.48 D
Employee Stock Option (3) 02/05/2028 Common Shares 26,305 29.81 D
Employee Stock Option (4) 02/25/2029 Common Shares 31,828 27.01 D
Restricted Stock Units (5) (5) Common Shares 2,759 (6) D
Restricted Stock Units (7) (7) Common Shares 2,289 (6) D
Restricted Stock Units (8) (8) Common Shares 8,522 (6) D
Explanation of Responses:
1. This option vested in three equal annual installments on February 17, 2016, February 17, 2017 and February 17, 2018.
2. This option vested in three equal annual installments on February 6, 2018, February 6, 2019 and February 6, 2020.
3. This option vested in three equal annual installments on February 5, 2019, February 5, 2020 and February 5, 2021.
4. This option vests in three equal annual installments beginning on February 25, 2020.
5. This restricted stock unit grant vests in three equal annual installments beginning on February 25, 2020.
6. Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
7. This restricted stock unit grant vests in three equal annual installments beginning on July 29, 2020.
8. This restricted stock unit grant vests in three equal annual installments beginning on February 19, 2021.
Remarks:
/s/ Alex Tablin-Wolf, attorney-in-fact 03/05/2021
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.